Article

jdsupra.com on 2016-10-13 21:16

ESMA product governance guidelines under MiFID II

On 5 October 2016, the European Security and Markets Authority (ESMA) has opened a consultation for all market participants, about product governance ...

Related news

ESMA Final Report on MiFID II Product Governance Requirements jdsupra.com
European Securities and Markets Authority Consults on Proposed Guidelines on Product Governance Requirements under MiFID II jdsupra.com
ESMA launches two common supervisory actions (CSA), first on UCITS fees and costs and secondly on MiFID II product governance jdsupra.com
MiFID II Product Governance – Proportionality: Rules of the road jdsupra.com
ESMA Guidelines for Assessment of Knowledge and Competence Under MiFID II jdsupra.com
ESMA publishes MiFID 2 cross-selling guidelines jdsupra.com
ESMA publishes final 2020 Guidelines on the MiFID II compliance function jdsupra.com
15 May
MiFID II ESG product governance amendments in force from 22 November 2022 jdsupra.com
European Union
ESMA Publishes Further Draft ITS Under MiFID II jdsupra.com
ESMA Consults on Remaining MiFID II Draft ITS jdsupra.com
ESMA Publishes Additional Consultation Paper on MiFID II/MiFIR Implementation jdsupra.com
COVID-19: ESMA clarifies position on MiFID II call recording jdsupra.com
California , United States , Switzerland
ESMA Publishes Final Report on Draft Rules Under MiFID II jdsupra.com
United States
ESMA updates MiFID protocol jdsupra.com
ESMA Publishes Guidelines on the Definitions of Commodity Derivatives Under MIFID jdsupra.com
EU Guidelines on Assessing Knowledge and Competence Under MIFID II jdsupra.com
Final EU Guidelines on Compliance Function Requirements Under MIFID II jdsupra.com
ESMA’s New Guidelines on the MiFID II Compliance Function Requirements jdsupra.com
United Kingdom
Significant Updates to ESMA ’s Q&A on MiFID II Market Structures jdsupra.com